The Regulation of Non-bank Financial Institutions

The Regulation of Non-bank Financial Institutions
Author: Anjali Kumar
Publisher: World Bank Publications
Total Pages: 88
Release: 1997
Genre: Law
ISBN: 9780821339404

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World Bank Discussion Paper No. 362. There has been tremendous growth worldwide in the mobilization of financial resources outside traditional banking systems. Channeled mainly through capital markets, such rapid financial diversification is posing new challenges for regulators in many emerging markets. This document describes the various aspects and implications of this growth, reviews the regulatory framework adopted in some mature market economies, including the United States and the European Union, and discusses regulatory issues in emerging markets.

SEC Docket

SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1484
Release: 1998
Genre: Securities
ISBN:

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Federal Register

Federal Register
Author:
Publisher:
Total Pages: 228
Release: 2012-10
Genre: Delegated legislation
ISBN:

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The Economics of Sustainable Transformation

The Economics of Sustainable Transformation
Author: Anna Szelągowska
Publisher: Routledge
Total Pages: 348
Release: 2021-10-19
Genre: Business & Economics
ISBN: 1000484300

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This book presents the ways in which three key issues of the modern world – transformation, digitalisation and sustainability – may be combined for the greater good and highlights which activities may be designed to integrate these three directly linked paths. It is an experience-derived and evidence-based analysis of how sustainable development impacts the transformation of the economy and how the business environment influences economic transformation in the light of the sustainable development principles. The book addresses the current challenges and shows how the economy can be transformed further in an organic way that meets the needs of society and the environment, through the use of digital technologies. The multidisciplinary approach to sustainability transformation is one of the core strengths of the book, as it emphasises the need for a holistic approach to the functioning of sustainable development ideas at the micro- and macro-levels. The authors present a fresh perspective, particularly around the regulations stimulating the sustainable development of enterprises, tax systems, and the allocation of capital. Moreover, the book brings together and makes available the results of the latest research on the subject, using a vast amount of primary evidence and both quantitative and qualitative methodology. The authors’ insights go beyond the obvious effects of economic transformation and call attention to ways in which smart technology and digitalisation may help to achieve the Sustainable Development Goals. The book is directed first and foremost towards academics, researchers and students, but also professionals, who would like to expand their knowledge of sustainable development from a scientific perspective. Chapter 1 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.

Code of Federal Regulations

Code of Federal Regulations
Author:
Publisher:
Total Pages: 924
Release: 2017
Genre: Administrative law
ISBN:

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Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.

International Encyclopedia of the Stock Market

International Encyclopedia of the Stock Market
Author: Michael D. Sheimo
Publisher: Dearborn Trade Publishing
Total Pages: 918
Release: 1999
Genre: Business & Economics
ISBN: 9781884964350

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First Published in 1999. Routledge is an imprint of Taylor & Francis, an informa company.

Securities Regulation: Selected Statutes, Rules, and Forms 2024 Supplement

Securities Regulation: Selected Statutes, Rules, and Forms 2024 Supplement
Author: James D. Cox
Publisher: Aspen Publishing
Total Pages: 1814
Release: 2024-09-15
Genre: Law
ISBN:

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Amendments to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incidents by public companies that are subject to the reporting requirements of the Securities Exchange Act of 1934. Amendments to enhance investor protections in initial public offerings by Special Purpose Acquisition Companies (SPACs). Amendments to modernize and improve disclosure about repurchases of an issuer’s equity securities that are registered under the Exchange Act (Repurchase Rule). Amendments to update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of investors in today’s financial markets. Amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. Latest updates to statutes, rules, regulations, and forms.

The Code of Federal Regulations of the United States of America

The Code of Federal Regulations of the United States of America
Author:
Publisher:
Total Pages: 1160
Release: 2006
Genre: Administrative law
ISBN:

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The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.