Modern Compliance

Modern Compliance
Author: John H. Walsh
Publisher:
Total Pages:
Release: 2015-10-01
Genre:
ISBN: 9780808043010

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In a world of ever-increasing complexity, Modern Compliance is the new industry standard for thehard facts and soft skills of compliance best practices. It is written to help understand the internalcontrol structures and ethical considerations necessary to navigate one of the most challengingroles in American business today: Chief Compliance Officer at a financial services firm. It bringstogether the scholarship of 30 of the best known professionals in the Compliance arena, each ofwhom is a well-recognized leader in his or her area of practice.

Modern Compliance

Modern Compliance
Author: John H. Walsh
Publisher:
Total Pages:
Release: 2017-10-15
Genre:
ISBN: 9780808048220

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Compliance Management

Compliance Management
Author: Nitish Singh Ph.D.
Publisher: Bloomsbury Publishing USA
Total Pages: 318
Release: 2015-03-10
Genre: Business & Economics
ISBN:

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This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Fully Compliant

Fully Compliant
Author: Travis Waugh
Publisher: Association for Talent Development
Total Pages: 270
Release: 2019-06-25
Genre: Business & Economics
ISBN: 194730836X

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A Better Kind of Compliance Training Compliance training succeeds when you balance an organization’s legal responsibilities with the real needs of the employees who you hope will learn and change their behavior. In Fully Compliant, Travis Waugh challenges traditional compliance training that focuses only on the legal risk of failing to comply with a specific mandate. With an ever-increasing number of compliance subjects to address, such programs are unsustainable. Instead, organizations must design compliance programs that serve a higher, broader purpose and build robust, resilient cultures focusing on integrity and ethics learning. Optimal compliance programs are flexible and create real learning experiences that change real behavior, thus diminishing the chance of misconduct in the first place. This book connects the three levers of human behavior—context, habit, and motivation— to help organizations craft holistic compliance training programs that do far more than check a box. It identifies ways to pick up small but meaningful wins in turning around an existing compliance program or designing a new course, which can turn stakeholders from skeptics into learning champions. And it offers an eight-step road map for implementing your own compliance learning plan. With this book, you’ll be able to: Create behavior-based compliance training that generates measurable benefits. Make compliance training more engaging and impactful, not one-size-fits-all. Remain relevant as advances in technology shift compliance expectations in the years ahead. By putting the learner first, you can develop compliance that stick

Next Generation Compliance

Next Generation Compliance
Author: Cynthia Giles
Publisher: Oxford University Press
Total Pages: 305
Release: 2022
Genre: Environmental law
ISBN: 0197656749

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Nearly everyone accepts as gospel two assumptions: compliance with environmental rules is high, and enforcement is responsible for making compliance happen. Both are wrong. In fact, serious violations of environmental regulations are widespread, and by far the most important driver of compliance results is not enforcement but the structure of the rule itself. In Next Generation Compliance, Cynthia Giles shows that well-designed regulations deploying creative strategies to make compliance the default can achieve excellent implementation outcomes. Poorly designed rules that create many opportunities to evade, obfuscate, or ignore will have dismal performance that no amount of enforcement will ever fix. Rampant violations have real consequences: unhealthy air, polluted water, contaminated drinking water, exposure to dangerous chemicals, and unrestrained climate-forcing pollution. They also land hardest on already overburdened communities - that's why Next Gen and environmental justice are tightly linked. The good news is there are tools to build much better compliance into regulations, including many tested strategies that can be the building blocks of programs that withstand the inevitable pressures of real life. Next Generation Compliance shows how regulators can avoid the compliance calamities that plague far too many environmental rules today, a lesson that is particularly urgent for regulations tackling climate change. It has an optimistic message: there are ways to ensure reliable results, if regulators jettison incorrect assumptions and design rules that are resilient to the mess and complexity of the real world.

Modern Theories and Practices for Cyber Ethics and Security Compliance

Modern Theories and Practices for Cyber Ethics and Security Compliance
Author: Yaokumah, Winfred
Publisher: IGI Global
Total Pages: 302
Release: 2020-04-10
Genre: Computers
ISBN: 1799831507

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In today’s globalized world, businesses and governments rely heavily on technology for storing and protecting essential information and data. Despite the benefits that computing systems offer, there remains an assortment of issues and challenges in maintaining the integrity and confidentiality of these databases. As professionals become more dependent cyberspace, there is a need for research on modern strategies and concepts for improving the security and safety of these technologies. Modern Theories and Practices for Cyber Ethics and Security Compliance is a collection of innovative research on the concepts, models, issues, challenges, innovations, and mitigation strategies needed to improve cyber protection. While highlighting topics including database governance, cryptography, and intrusion detection, this book provides guidelines for the protection, safety, and security of business data and national infrastructure from cyber-attacks. It is ideally designed for security analysts, law enforcement, researchers, legal practitioners, policymakers, business professionals, governments, strategists, educators, and students seeking current research on combative solutions for cyber threats and attacks.

Albania

Albania
Author: International Monetary Fund. European Dept.
Publisher: International Monetary Fund
Total Pages: 65
Release: 2016-02-24
Genre: Business & Economics
ISBN: 147551476X

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Background: In February 2014, the Executive Board approved a three-year Extended Arrangement with access equivalent to SDR 295.42 million (492.4 percent of quota). So far, four purchases totaling the equivalent of SDR 123.1 million have been made, and another one equivalent to SDR 57.76 million will be made available upon completion of the fifth and sixth reviews. Recent Economic Developments: Economic recovery is underway, but growth remains below potential and inflationary pressures are limited. Nonperforming loans (NPLs) have started declining but are still high, and credit growth remains sluggish despite substantial monetary easing.

Romania

Romania
Author: International Monetary Fund. Fiscal Affairs Dept.
Publisher: International Monetary Fund
Total Pages: 29
Release: 2016-09-01
Genre: Business & Economics
ISBN: 1475531931

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This Technical Assistance report discusses measures for improving compliance risk management of large taxpayers in Romania. The Large Taxpayer Office (LTO) Risk Management Unit needs appropriately skilled staff and good analytic facilities to identify and mitigate risks. The existing structure has too many people reporting directly to the LTO Director General. The changes in staff following restructuring will present an opportunity to renew and enhance LTO staff capabilities to better support modern risk-based methods. The risk decision making and transparency in the LTO also need to be improved to support compliance management.

The Cambridge Handbook of Compliance

The Cambridge Handbook of Compliance
Author: Benjamin van Rooij
Publisher: Cambridge University Press
Total Pages: 1559
Release: 2021-05-20
Genre: Law
ISBN: 1108754139

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Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.

Information Technology Risk Management and Compliance in Modern Organizations

Information Technology Risk Management and Compliance in Modern Organizations
Author: Gupta, Manish
Publisher: IGI Global
Total Pages: 382
Release: 2017-06-19
Genre: Computers
ISBN: 1522526056

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Attacks on information systems and applications have become more prevalent with new advances in technology. Management of security and quick threat identification have become imperative aspects of technological applications. Information Technology Risk Management and Compliance in Modern Organizations is a pivotal reference source featuring the latest scholarly research on the need for an effective chain of information management and clear principles of information technology governance. Including extensive coverage on a broad range of topics such as compliance programs, data leak prevention, and security architecture, this book is ideally designed for IT professionals, scholars, researchers, and academicians seeking current research on risk management and compliance.