Guide To Bank Underwriting Dealing And Brokerage Activities
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Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : 2018 |
Genre | : Bank holding companies |
ISBN | : |
Download Guide to Bank Underwriting, Dealing and Brokerage Activities Book in PDF, Epub and Kindle
"Guide to Bank Underwriting, Dealing and Brokerage Activities discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S. It describes the U.S. regulatory regime applicable to these activities and highlights recent developments regarding the conduct of securities-related and other business under applicable banking and securities laws..." --Publisher.
Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : 2003 |
Genre | : Bank holding companies |
ISBN | : |
Download Guide to Bank Underwriting, Dealing, and Brokerage Activities Book in PDF, Epub and Kindle
Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : 2008 |
Genre | : Bank holding companies |
ISBN | : 9780314999177 |
Download Guide to Bank Underwriting, Dealing and Brokerage Activities Book in PDF, Epub and Kindle
Author | : Giuliano Iannotta |
Publisher | : Springer Science & Business Media |
Total Pages | : 199 |
Release | : 2010-01-12 |
Genre | : Business & Economics |
ISBN | : 354093765X |
Download Investment Banking Book in PDF, Epub and Kindle
From a historical point of view, the main activity of investment banks is what today we call security underwriting. Investment banks buy securities, such as bonds and stocks, from an issuer and then sell them to the ?nal investors. In the eighteenth century, the main securities were bonds issued by governments. The way these bonds were priced and placed is extraordinarily similar to the system that inve- ment banks still use nowadays. When a government wanted to issue new bonds, it negotiated with a few prominent “middlemen” (today we would call them investment bankers). The middlemen agreed to take a fraction of the bonds: they accepted to do so only after having canvassed a list of people they could rely upon. The people on the list were the ?nal investors. The middlemen negotiated with the government even after the issuance. Indeed, in those days governments often changed unilaterally the bond conditions and being on the list of an important middleman could make the difference. On the other hand, middlemen with larger lists were considered to be in a better bargaining position. This game was repeated over time, and hence, reputation mattered. For the middlemen, being trusted by both the investors on the list and by the issuing governments was crucial.
Author | : Michael G. Capatides |
Publisher | : |
Total Pages | : 460 |
Release | : 1990 |
Genre | : Bank holding companies |
ISBN | : |
Download A Guide to the Capital Markets Activities of Banks and Bank Holding Companies Book in PDF, Epub and Kindle
Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : |
Genre | : Bank holding companies |
ISBN | : |
Download Guide to Bank Underwriting, Dealing and Brokerage Activities Book in PDF, Epub and Kindle
Author | : Melanie L. Fein |
Publisher | : Aspen Publishers |
Total Pages | : 1224 |
Release | : 2006-04-24 |
Genre | : Business & Economics |
ISBN | : 0735561486 |
Download Banking and Financial Services Book in PDF, Epub and Kindle
For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.
Author | : PricewaterhouseCoopers |
Publisher | : M.E. Sharpe |
Total Pages | : 164 |
Release | : 2001 |
Genre | : Business & Economics |
ISBN | : 9780765606549 |
Download The Securities Regulatory Handbook Book in PDF, Epub and Kindle
A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
Author | : |
Publisher | : |
Total Pages | : 710 |
Release | : 1985 |
Genre | : Securities |
ISBN | : |
Download Securities Underwriting Book in PDF, Epub and Kindle
Author | : Merlin Gackle |
Publisher | : Irwin Professional Publishing |
Total Pages | : 252 |
Release | : 1994 |
Genre | : Business & Economics |
ISBN | : |
Download Bankers as Brokers Book in PDF, Epub and Kindle
"Until recently, bankers could do little to stop the flow of customer deposits into non-bank investment products. Not only were they facing disintermediation of dollars but, perhaps more importantly, disintermediation of customers as well." "Now banks can fight back - by offering their customers the full range of financial products that they have been looking for. Bankers as Brokers is the banker's definitive guide to starting, running and succeeding with an investment products line." "This comprehensive overview takes bankers through the critical elements of the investment products business, helping financial institutions develop a program that fits their needs and their customers." "Bankers as Brokers offers strategies on increasing income, customer retention and new business with a wholly integrated program. It also identifies and addresses the potential problems in the area, including deposit cannibalization and regulatory concerns." "Bankers as Brokers tackles the following issues and more: building a better bank through brokerage; reviewing, adopting, promoting and selling investment products; leveraging customer trust with financial planning services; specific needs and concerns of community banks; creating a full-service financial center by offering investment products; dramatic changes in customer needs and how to meet them; high-tech marketing methods that target new customers; integrating investment products with the "rest" of the bank; and the growing regulatory and compliance concerns for banks." "Both an assessment of today's market and a road map for the future, Bankers as Brokers can help bankers chart the course to record-setting profitability."--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved