Statistics on SEC's Enforcement Program

Statistics on SEC's Enforcement Program
Author: United States. General Accounting Office
Publisher:
Total Pages: 60
Release: 1985
Genre: Securities fraud
ISBN:

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Enforcement Program Annual Report

Enforcement Program Annual Report
Author: U.s. Nuclear Regulatory Commission
Publisher: CreateSpace
Total Pages: 68
Release: 2014-04-26
Genre: Technology & Engineering
ISBN: 9781497374140

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Since 1995, the Enforcement Program Annual Report has provided information addressing the U.S. Nuclear Regulatory Commission's (NRC or Commission) enforcement activities during a given fiscal year (FY). Last year's Annual Report employed a calendar year (CY) reporting time-frame to align this report with the annual reports of other programs in the Office of Enforcement such as the “Allegation Program Annual Trends Report.”This year's report again provides information about the NRC's enforcement activities for the previous calendar year (i.e., CY 2006), including the escalated enforcement actions that the agency took, civil penalties that the agency imposed, changes that the agency made to the Enforcement Policy, as well as information regarding new initiatives and revised staff guidance that the agency added. Security-related issues involving Notices of Violation, civil penalties, orders, Demands for Information, etc., are not addressed in this report.

California Coastal Commission

California Coastal Commission
Author:
Publisher:
Total Pages: 15
Release: 2003
Genre: Coastal zone management
ISBN:

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Occupations Code

Occupations Code
Author: Texas
Publisher:
Total Pages: 0
Release: 1999
Genre: Occupations
ISBN:

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Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 868
Release: 1962
Genre: Securities
ISBN:

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Report

Report
Author: United States. Securities and Exchange Commission. Advisory Committee on Enforcement Policies and Practices
Publisher:
Total Pages: 92
Release: 1972
Genre:
ISBN:

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