Compliance and Ethics in Law Firms

Compliance and Ethics in Law Firms
Author: Tracey Calvert
Publisher:
Total Pages: 0
Release: 2015
Genre: Compliance auditing
ISBN: 9781784460341

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"One of the key features of outcomes-focused regulation is the expectation that everyone working in a law firm will demonstrate ethical and professional behaviours. The principles of the SRA Code of Conduct 2011 underpin all aspects of practice. Not only do solicitors need to be aware of their professional conduct duties, but all other members of the firm, regardless of job title or qualifications, must also understand the principles.Getting this wrong can not only damage a firm's client relationships, but it can also lead to legal/regulatory action, professional indemnity implications, and loss of reputation. [This] is a practical book which can be used by everyone who works in a law firm, as it provides both a useful reminder of essential requirements for solicitors and an introduction to conduct, ethics and compliance obligations for non-legally trained members of the firm."--Back cover.

Compliance and Ethics in Law Firms

Compliance and Ethics in Law Firms
Author: Tracey Calvert
Publisher: Law Society Publishing
Total Pages: 0
Release: 2019
Genre: Compliance
ISBN: 9781784461157

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Regulation, Compliance and Ethics in Law Firms

Regulation, Compliance and Ethics in Law Firms
Author: Tracey Calvert
Publisher:
Total Pages: 245
Release: 2020-07-31
Genre:
ISBN: 9781787423787

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This second edition has been updated to reflect the replacement of the SRA Handbook with the new regulatory toolkit, the SRA Standards and Regulations, in order to help lawyers acknowledge and develop strategies to accommodate risk management, regulatory and legal compliance and ethical values in their business.

Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Total Pages: 216
Release: 2007
Genre: Law
ISBN: 9781590318737

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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Ethics Compliance for Business Lawyers

Ethics Compliance for Business Lawyers
Author: Brooke Wunnicke
Publisher: John Wiley & Sons
Total Pages: 492
Release: 1987
Genre: Law
ISBN:

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This treatise provides a practical reference to the business lawyer's most frequent ehtical questions. It will allow you to recognize actual and potential areas of conflict in ethical problems and provide you with some suggested means of avoidance.

Corporate Legal Compliance Handbook, 3rd Edition

Corporate Legal Compliance Handbook, 3rd Edition
Author: Banks and Banks
Publisher: Wolters Kluwer
Total Pages: 1976
Release: 2020-06-19
Genre: Law
ISBN: 1543823718

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Corporate Legal Compliance Handbook, Third Edition, provides the knowledge necessary to implement or enhance a compliance program in a specific company, or in a client's company. The book focuses not only on doing what is legal or what is right--the two are both important but not always the same--but also on how to make a compliance program actually work. The book is organized in a sequence that follows how to approach a compliance program. It gives the compliance officer, consultant, or attorney a good grounding in the basics of compliance law. This includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Successful programs also require an understanding of educational techniques, good communication skills, and the use of computer tools. The effective compliance program also takes into account how to deliver messages using a variety of media to reach employees in different locations, of different ages or education, who speak different languages. Note: Online subscriptions are for three-month periods.

The Lawyer's Handbook

The Lawyer's Handbook
Author: Shari L. Klevens
Publisher:
Total Pages: 0
Release: 2013
Genre: Lawyers
ISBN: 9781576257180

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The Lawyer's Handbook: Ethics Compliance and Claim Avoidance provides an easy-to-use practice management tool for fast-paced, round the clock law practice in a format that ensures compliance with applicable ethics rules while minimizing the risks of legal malpractice claims. To achieve this, the book brings the basics of the fundamentals of law practice management to the table. From client intake procedures to file-closing letters, this book includes the essentials for the practical side of the practice of law. Attorneys can be more efficient and focus on the substance of the practice, while spending less time identifying, determining, and incorporating the basics, and leaving more time for attention to issues raised by their clients in ongoing representations.

Corporate Compliance Answer Book

Corporate Compliance Answer Book
Author: Christopher A. Myers
Publisher:
Total Pages: 2384
Release: 2018-11
Genre: Auditing, Internal
ISBN: 9781402431197

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Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You'll learn how to: Use risk assessment to pinpoint and reduce your company's areas of legal exposureApply gap analysis to detect and eliminate flaws in your compliance programConduct internal investigations that prevent legal problems from becoming major crisesDevelop records management programs that prepare you for the e-discovery involved in investigations and litigationSatisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standardsMake voluntary disclosures and cooperate with government agencies in ways that mitigate the legal, financial and reputational damages caused by violationsFeaturing dozens of real-world case studies, charts, tables, compliance checklists, and best practice tips, Corporate Compliance Answer Book pays for itself over and over again by helping you avoid major legal and financial burdens.

Compliance Management

Compliance Management
Author: Nitish Singh
Publisher: Praeger
Total Pages: 0
Release: 2015-03-10
Genre: Business & Economics
ISBN: 1440833117

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This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Organizational Compliance and Ethics

Organizational Compliance and Ethics
Author: Babak Boghraty
Publisher: Aspen Publishing
Total Pages: 931
Release: 2023-02-01
Genre: Law
ISBN: 1543840299

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Organizational Compliance and Ethics, Second Edition is designed to teach how to assess corporate legal risk as a quantifiable value that can be compared to other risks across a business enterprise and mitigated through various tools. Students learn how to 1) evaluate the potential financial consequences of a federal investigation or enforcement action; 2) build an effective compliance program tailored to a corporation’s operations; and 3) create a business ethics program that enhances corporate performance. New to the Second Edition: Updated cases and materials New “Test Your Knowledge” hypotheticals at the end of each Part More streamlined presentation Added new section covering supply chain due diligence Benefits for instructors and students: Well organized and easy to read Imparts highly marketable legal skills Emphasizes the practical application of legal theories and concepts Integrates business ethics into compliance and risk management