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| Author | : Robert A. Robertson |
| Publisher | : Law Journal Press |
| Total Pages | : 906 |
| Release | : 2001 |
| Genre | : Investment advisors |
| ISBN | : 9781588521026 |
| Author | : Federal Regulation of Securities Committee |
| Publisher | : American Bar Association |
| Total Pages | : 144 |
| Release | : 2006 |
| Genre | : Business & Economics |
| ISBN | : 9781590315101 |
Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
| Author | : |
| Publisher | : |
| Total Pages | : 172 |
| Release | : 1988 |
| Genre | : Corporate governance |
| ISBN | : |
| Author | : Alfred Jaretzki |
| Publisher | : |
| Total Pages | : 24 |
| Release | : 1964 |
| Genre | : Mutual funds |
| ISBN | : |
| Author | : David M. Butowsky |
| Publisher | : |
| Total Pages | : 402 |
| Release | : 1978 |
| Genre | : Directors of corporations |
| ISBN | : |
| Author | : |
| Publisher | : |
| Total Pages | : 466 |
| Release | : 1993 |
| Genre | : Mutual funds |
| ISBN | : |
| Author | : |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 2024 |
| Genre | : Closed-end funds |
| ISBN | : 9781639054268 |
"[This Guidebook] is intended to assist directors of investment companies registered under the Investment Company Act of 1940 (the "1940 Act") in fulfilling their responsibilities. The Guidebook should be useful to directors of mutual funds, exchange-traded funds and closed-end funds." --
| Author | : United States. Securities and Exchange Commission. Division of Investment Management |
| Publisher | : Securities and Exchange Commission |
| Total Pages | : 580 |
| Release | : 1992 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : |
| Publisher | : Practising Law Institute |
| Total Pages | : 656 |
| Release | : 2004-01-01 |
| Genre | : Brokers |
| ISBN | : 9781402405143 |
| Author | : Martin E. Lowy |
| Publisher | : Wolters Kluwer |
| Total Pages | : 138 |
| Release | : 2003-01-01 |
| Genre | : Law |
| ISBN | : 0735541035 |
Corporate Governance for Public Company Directors takes readers step-by-step through the new regulatory requirements that now shape the role of the corporate director. Readers will find all of the information they need, including complete coverage of Sarbanes-Oxley Act, NYSE rules, and NASDAQ rules.
